Tuesday, February 19 – Chapter Ethics Meeting

THANKS TO OUR SPONSOR

Ethics – A 2008 Revised Perspective
Presented by Joel M. Weiner, JD, CFP®, CFDP®, ChFC, CLU, CFS, CSA; Professional Training Services, Inc., Palatine, IL

The CFP Board announced major revisions to the Code of Ethics that govern the professional conduct of certificants effective July 1, 2008. This exciting multi-media interactive presentation with video case studies will provide an ethics training program that will help you understand the implications of the changes and how it will affect your interaction with clients. Many issues will be presented and discussed including what it means to be a fiduciary, written agreements governing financial services and compensation disclosure. You won’t want to miss this exciting ethics training program that covers the revised code in a meaningful and effective way! CFP® Professionals can fulfill their ethics requirement for recertification and relicensing by attending this course.

AGENDA
3:30 PM – Registration and Networking
4:00 - 6:00 PM - Presentation (This is not a dinner meeting)
 
COST
In Advance - Members: $45 / Non-Members: $55
At the Door - Members: $55 / Non-members: $70 
 
TO REGISTER

• CLICK HERE FOR PDF REGISTRATION FORM
• Fax or mail registration form and credit card payment (Fax: 305-470-7487 / Mail: FPA of Miami-Dade, P.O. Box 560982, Miami, FL 33256-0982)
• Mail registration form and payment by check to FPA of Miami-Dade, P.O. Box 560982, Miami, FL 33256-0982
• Call 786-390-7655 to register by phone with a credit card
• Payment must be received by February 15, 2008, or guaranteed with a credit card. Cancellations received 48 hours prior to the meeting will receive a full refund. No-shows will be invoiced.

WHERE
Hurricane 100 Room, University of Miami BankUnited Center, 1245 Dauer Dr., Coral Gables
CLICK HERE FOR PDF DRIVING DIRECTIONS AND PARKING INFORMATION

CE
Approved for 2 CFP CE hours. CFP® Professionals can fulfill their ethics requirement for recertification and relicensing by attending this course.

ABOUT OUR SPEAKER
Joel M. Weiner, JD, CFP®, CFDP®, ChFC, CLU, CFS, CSA; Professional Training Services, Inc., Palatine, IL
Joel is President and CEO of Professional Training Services, Inc., a Certified Provider for insurance pre-licensing and insurance education, as well as NASD securities and preparation courses, sales training, CFP continuing education, CFP Certification Exam review and more. As an active financial planning practitioner and money manager, Joel maintains his insurance producer’s license for Life, Health, Property and Casualty insurance as well as numerous NASD securities licenses including General Securities Series 7, State Securities Series 63, Investment Advisor Series 65, Commodities Series 3, General Securities Principal Series 24, Options Principal Series 4, Financial Operations Manager Series 27 and Municipal Securities Supervisor Series 53. His professional designations include Certified Financial Planner™, Chartered Financial Consultant, Chartered Life Underwriter, Certified Fund Specialist, Certified Financial Divorce Practitioner® and Certified Senior Advisor. Joel is past director of Programs and Ethics for the IL Financial Planning Association and also past board member with NAIFA Chicago. Joel’s educational credentials include degrees of Bachelor of Arts, Master of Science and Doctor of Jurisprudence. Joel also practices law in Illinois. During his many years as a sales/management professional, Joel has developed market strategies and sales training programs for investment and insurance companies, as well as for financial institutions. Joel has started and participated as a principal of three broker/dealers. He also appears as a guest speaker for public seminars promoting financial planning, investing and wealth accumulation, including retirement and estate planning concepts. Considered a source of financial services information, publications such as USA Today, CNA Magazine, Smart Money, Claims People, Hartford On-Line, the Dow Jones Investment Advisor, Investment Advisor, Chicago Tribune, Ladies Home Journal, Today’s Chicago Woman and ABC News interviewed and printed Joel’s opinions and advice. Most recently Joel has been featured in the August 2007 issue of the Journal of Financial Planning. Some of his published works include Marketing of Annuities, Estate Planning, Retirement Planning, Indiana and Illinois Long Term Care, Financial Planning Concepts, Selling Annuities and Mutual Funds, Variable Insurance Products, Universal Life Insurance, Business Insurance Concepts, Group Insurance, Key Employee Insurance, 401(k) Plans, Life and Health Insurance Concepts, Medicare, Medicaid, Medigap, Protecting Small Businesses, Tax Issues for Financial Professionals, Equity Index Annuities, Managed Money, Investment Advisers, Alternative Dispute Alternatives and Workers Compensation. Joel has also created Internet on-line programs including IPOs, Mutual Funds, Tax Issues, Fixed Income Products, Options, Section 529 Qualified Tuition Plans and more.